Robert Williams

CRD 6489917 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Robert W Williams; Robert Wade Williams; Wade Williams; Wade Williams

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 6Series 22Series 65Series 63
Registered states (1): Texas
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6489917 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Schwab Wealth Advisory, Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Empower Advisory Group, LLC
Dallas, TX · IA capacity

May 10, 2023 → Jun 26, 2026
Empower Financial Services, Inc.
Greenwood Village, CO · BC capacity

May 10, 2023 → Jun 26, 2026
Vanguard Advisers, Inc.
Plano, TX · IA capacity

Sep 24, 2021 → Apr 26, 2023
Vanguard Marketing Corporation
Plano, TX · BC capacity

Sep 23, 2021 → Apr 26, 2023
Valic Financial Advisors, Inc.
Plano, TX · IA capacity

Jul 14, 2020 → Aug 27, 2021
Valic Financial Advisors, Inc.
Plano, TX · BC capacity

Feb 19, 2020 → Aug 27, 2021
Bbva Securities Inc.
Dallas, TX · BC capacity

Oct 30, 2018 → Feb 13, 2020
Pruco Securities, LLC.
Irving, TX · BC capacity

May 19, 2017 → Oct 12, 2018
Grand Financial, Inc.
Addison, TX · BC capacity

Jun 27, 2016 → Aug 24, 2016
Reef Securities, Inc.
Richardson, TX · BC capacity

Mar 8, 2016 → Jun 24, 2016
Texas E&p Partners, Inc.
Richardson, TX · BC capacity

Jul 14, 2015 → Mar 30, 2016

Source & corrections

Where this page comes from

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