Matthias Kattick

CRD 6495233 · Fidelity Brokerage Services LLC · Campbell, CA

IA RegisteredBroker

Also appears in the source record as: Matthias Timmy Kattick; Matthias T Kattick; Matthias Kattick

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 65Series 66Series 63
Registered states (7): Arizona · California · Nevada · Oregon · Texas · Utah · Washington
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
San Jose, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Campbell, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.
Plantation, FL · IA capacity

Apr 21, 2023 → Aug 11, 2025
Charles Schwab & Co., Inc.
Plantation, FL · BC capacity

Apr 21, 2023 → Aug 11, 2025
Ameriprise Financial Services, LLC
Coral Gables, FL · IA capacity

Nov 12, 2019 → Apr 14, 2023
Ameriprise Financial Services, LLC
Coral Gables, FL · BC capacity

Sep 11, 2019 → Apr 14, 2023
Ally Invest Securities LLC
Fort Lauderdale, FL · BC capacity

Feb 14, 2019 → Sep 4, 2019
Incapital LLC
Boca Raton, FL · BC capacity

Apr 6, 2017 → Jun 5, 2017
J.P. Morgan Securities LLC
Westerville, OH · IA capacity

Feb 22, 2017 → Mar 28, 2017
J.P. Morgan Securities LLC
Westerville, OH · BC capacity

Feb 1, 2017 → Mar 28, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6495233 ↗ FINRA BrokerCheck record for CRD 6495233 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.