Robert Stafford

CRD 6524633 · J.P. Morgan Securities LLC · Oviedo, FL

IA RegisteredBroker

Also appears in the source record as: Robert Neill Stafford; Robert Stafford; Robie Neill Stafford

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 34Series 3Series 66
Registered states (5): California · Florida · North Carolina · South Carolina · Virginia
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6524633 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Oviedo, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Oviedo, FL · BC capacity

start not retrieved → present
Lpl Financial LLC
Orlando, FL · IA capacity

Jun 4, 2024 → Feb 2, 2026
Lpl Financial LLC
Orlando, FL · BC capacity

Jun 4, 2024 → Feb 2, 2026
Cetera Investment Advisers LLC
Lake Mary, FL · IA capacity

Sep 29, 2021 → May 1, 2024
Cetera Investment Services LLC
Orlando, FL · BC capacity

Sep 14, 2021 → May 1, 2024
Prudential Financial Planning Services
Orlando, FL · IA capacity

Apr 17, 2017 → Sep 20, 2021
Pruco Securities, LLC.
Orlando, FL · BC capacity

Apr 6, 2016 → Sep 20, 2021
Axa Advisors, LLC
Orlando, FL · BC capacity

Sep 21, 2015 → Feb 29, 2016

Source & corrections

Where this page comes from

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