James Szwerc

CRD 6554809 · Fidelity Brokerage Services LLC · Bridgewater, NJ

IA RegisteredBroker

Also appears in the source record as: James E Szwerc; James Eric Szwerc

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (20): Arizona · California · Connecticut · Delaware · Florida · Illinois · Maine · Maryland · Massachusetts · Missouri · Montana · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Ewing Township, NJ · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Bridgewater, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Merrimack, NH · IA capacity

Jul 13, 2021 → Mar 31, 2025
Citizens Investment Services
Cherry Hill, NJ · IA capacity

Jul 30, 2019 → Dec 31, 2020
Citizens Securities, Inc.
Cherry Hill, NJ · BC capacity

Jul 29, 2019 → Dec 31, 2020
Morgan Stanley
Mt. Laurel, NJ · IA capacity

Sep 13, 2017 → Jul 2, 2019
Morgan Stanley
Mt. Laurel, NJ · BC capacity

Sep 13, 2017 → Jul 2, 2019
Purshe Kaplan Sterling Investments
Iselin, NJ · BC capacity

Sep 25, 2015 → May 23, 2017
Mcadam LLC
Jersey City, NJ · IA capacity

Mar 7, 2016 → May 19, 2017

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6554809 ↗ FINRA BrokerCheck record for CRD 6554809 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.