Eric F Cheng

CRD 6565031 · Wells Fargo Advisors · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Eric Cheng

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 10Series 9Series 66
Registered states (21): Arizona · California · Colorado · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Louisiana · Nevada · New Jersey · New Mexico · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
Raymond James & Associates, Inc.
Walnut Creek, CA · IA capacity

Jan 10, 2023 → Aug 23, 2024
Raymond James & Associates, Inc.
Walnut Creek, CA · BC capacity

Jan 10, 2023 → Aug 23, 2024
Oppenheimer & Co. Inc.
San Francisco, CA · IA capacity

Apr 1, 2021 → Jan 13, 2023
Oppenheimer & Co. Inc.
San Francisco, CA · BC capacity

Mar 31, 2021 → Jan 13, 2023
J.P. Morgan Securities LLC
Concord, CA · IA capacity

Oct 24, 2019 → Mar 30, 2021
J.P. Morgan Securities LLC
Concord, CA · BC capacity

Oct 24, 2019 → Mar 30, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Moraga, CA · IA capacity

May 24, 2016 → Aug 26, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Moraga, CA · BC capacity

Mar 28, 2016 → Aug 26, 2019

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6565031 ↗ FINRA BrokerCheck record for CRD 6565031 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.