Samuel R. Van Leuven

CRD 6573566 · Fidelity Brokerage Services LLC · The Woodlands, TX

IA RegisteredBroker

Also appears in the source record as: Samuel Ray Van Leuven; Sam Ray Van Leuven; Sam Van Leuven; Samuel R Van Leuven

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (23): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Florida · Iowa · Louisiana · Mississippi · Missouri · New Jersey · New Mexico · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
The Woodlands, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
The Woodlands, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
The Woodlands, TX · IA capacity

Dec 15, 2020 → Mar 31, 2025
Td Ameritrade, Inc.
San Antonio, TX · IA capacity

Feb 27, 2018 → Nov 24, 2020
Td Ameritrade Investment Management, LLC
San Antonio, TX · IA capacity

Feb 26, 2018 → Nov 24, 2020
Td Ameritrade, Inc.
San Antonio, TX · BC capacity

Feb 26, 2018 → Nov 24, 2020
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jan 30, 2017 → Feb 26, 2018
Scottrade, Inc.
Tulsa, OK · BC capacity

Jan 3, 2017 → Feb 26, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacksonville, FL · IA capacity

Jan 19, 2016 → Dec 22, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacksonville, FL · BC capacity

Dec 1, 2015 → Dec 22, 2016

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6573566 ↗ FINRA BrokerCheck record for CRD 6573566 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.