Lola C Danza

CRD 6599237 · Charles Schwab & Co., Inc. · Vero Beach, FL

IA RegisteredBroker

Also appears in the source record as: Lola Chung Danza; Lola Danza

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (10): California · Florida · Georgia · Massachusetts · New Hampshire · New York · North Carolina · Ohio · Pennsylvania · Texas
Years in the industry (source record): 9
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6599237 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Vero Beach, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Vero Beach, FL · BC capacity

start not retrieved → present
Strategic Advisers LLC
Sarasota, FL · IA capacity

Mar 31, 2025 → Jun 6, 2025
Fidelity Brokerage Services LLC
Sarasota, FL · BC capacity

Feb 21, 2023 → Jun 6, 2025
Fidelity Personal And Workplace Advisors
Sarasota, FL · IA capacity

Apr 28, 2023 → Mar 31, 2025
Td Ameritrade, Inc.
New York, NY · IA capacity

Apr 4, 2017 → Feb 20, 2019
Td Ameritrade Investment Management, LLC
New York, NY · IA capacity

Mar 20, 2017 → Feb 20, 2019
Td Ameritrade, Inc.
New York, NY · BC capacity

Mar 16, 2017 → Feb 20, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · IA capacity

Sep 9, 2016 → Feb 16, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 8, 2016 → Feb 16, 2017
Allied Millennial Partners, LLC
New York, NY · BC capacity

Jan 13, 2016 → Jul 18, 2016

Source & corrections

Where this page comes from

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