Kevin James Mccarthy

CRD 6604441 · Fidelity Brokerage Services LLC · Alexandria, VA

IA RegisteredBroker

Also appears in the source record as: Kevin J Mccarthy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (22): Alabama · Arizona · Arkansas · California · Colorado · Delaware · District Of Columbia · Florida · Louisiana · Maryland · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Alexandria, VA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Mclean, VA · BD capacity

Apr 4, 2022 → present
Fidelity Brokerage Services LLCCurrent
Alexandria, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 8, 2022 → Mar 31, 2025
Fidelity Personal And Workplace Advisors
IA capacity

Jun 22, 2020 → Jul 9, 2021
Fidelity Brokerage Services LLC
BD capacity

Jun 17, 2020 → Jul 8, 2021
E*trade Capital Management, LLC
IA capacity

Jan 28, 2019 → Mar 12, 2020
E*trade Securities LLC
BD capacity

Jan 24, 2019 → Mar 12, 2020
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Dec 18, 2018
Fidelity Brokerage Services LLC
BD capacity

Jun 2, 2017 → Dec 17, 2018
Strategic Advisers LLC
IA capacity

Jul 25, 2017 → Jul 13, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 16, 2016 → May 15, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 2, 2016 → May 15, 2017

Source & corrections

Where this page comes from

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