Montrell M Moore

CRD 6614229 · Morgan Stanley · Fort Lauderdale, FL

IA RegisteredBroker

Also appears in the source record as: Montrell Moore; Montrell Martin Moore; Monty Moore

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 7TOSIESeries 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6614229 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Fort Lauderdale, FL · IA capacity

Nov 12, 2025 → present
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Sep 25, 2024 → Nov 20, 2024
Wells Fargo Clearing Services, LLC
BD capacity

Sep 7, 2022 → Dec 8, 2023
Vanguard Marketing Corporation
BD capacity

Dec 10, 2021 → May 9, 2022
Principal Securities, Inc.
BD capacity

Jun 10, 2021 → Sep 15, 2021
Wells Fargo Clearing Services, LLC
IA capacity

Oct 10, 2018 → May 1, 2019
Wells Fargo Clearing Services, LLC
BD capacity

Jul 18, 2018 → May 1, 2019
Wells Fargo Advisors, LLC
BD capacity

Mar 3, 2016 → Nov 23, 2016

Source & corrections

Where this page comes from

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