Chad Hardin

CRD 6614309 · Captrust · Raleigh, NC

IA RegisteredBroker

Also appears in the source record as: Chad Lee Hardin; Chad Hardin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65Series 7TOSIESeries 7
Registered states (1): North Carolina
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (7)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Raleigh, NC · BD capacity

Apr 5, 2023 → present
CaptrustCurrent
Raleigh, NC · IA capacity

Apr 5, 2023 → present
Securian Financial Services, Inc.
IA capacity

Oct 11, 2022 → Feb 13, 2023
Securian Financial Services, Inc.
BD capacity

Sep 17, 2022 → Feb 13, 2023
Fisher Investments
IA capacity

Oct 15, 2019 → Nov 22, 2021
Vanguard Advisers, Inc.
IA capacity

Aug 24, 2018 → Sep 27, 2019
Vanguard Marketing Corporation
BD capacity

Mar 16, 2016 → Sep 27, 2019

Source & corrections

Where this page comes from

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