Schimri Yoyo
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 7Series 6
- Registered states (22)
- California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Louisiana · Maine · Maryland · Massachusetts · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · South Dakota · Texas · Utah · Virginia · West Virginia
- Years in the industry (source record)
- 10
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (9)
From the source registration record · current first
-
Mar 31, 2025 → present
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Aug 28, 2020 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacitySep 25, 2020 → Mar 31, 2025
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Bridgemark Wealth ManagementIA capacityDec 16, 2019 → Jun 23, 2020
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Securian Financial Services, Inc.IA capacityFeb 23, 2018 → Dec 16, 2019
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Securian Financial Services, Inc.BD capacityJan 24, 2018 → Dec 16, 2019
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Foresters Advisory Services, LLCIA capacityAug 16, 2017 → Jan 8, 2018
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Foresters Financial Services, Inc.BD capacityJun 13, 2016 → Jan 8, 2018
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.