Victor F Concha

CRD 6645610 · Fidelity Brokerage Services LLC · Rockville, MD

IA RegisteredBroker

Also appears in the source record as: Victor Frank Concha; Victor Concha

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (21): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Maine · Maryland · Massachusetts · Minnesota · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Rockville, MD · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Ellicott City, MD · BD capacity

Apr 18, 2022 → present
Fidelity Brokerage Services LLCCurrent
Rockville, MD · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 3, 2022 → Mar 31, 2025
Cape Securities Inc.
BD capacity

Jan 7, 2021 → Mar 11, 2022
Cape Investment Advisory, Inc.
IA capacity

Jan 7, 2021 → Mar 11, 2022
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Oct 22, 2018 → Nov 13, 2020
Advice And Planning Services
IA capacity

Oct 22, 2018 → Nov 13, 2020
Wells Fargo Clearing Services, LLC
BD capacity

Apr 20, 2017 → Oct 17, 2018
Wells Fargo Clearing Services, LLC
IA capacity

Apr 20, 2017 → Oct 17, 2018
Morgan Stanley
IA capacity

Oct 3, 2016 → Mar 21, 2017
Morgan Stanley
BD capacity

Aug 19, 2016 → Mar 21, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6645610 ↗ FINRA BrokerCheck record for CRD 6645610 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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