Vincent Thornton

CRD 6655519 · Fidelity Brokerage Services LLC · Pittsburgh, PA

IA RegisteredBroker

Also appears in the source record as: Vincent James Thornton; Vincent Thornton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 7TOSIESeries 6
Registered states (8): Florida · Maryland · North Carolina · Ohio · Oregon · Pennsylvania · Texas · West Virginia
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Pittsburgh, PA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Houston, PA · BD capacity

Oct 16, 2024 → present
Fidelity Brokerage Services LLCCurrent
Pittsburgh, PA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Oct 18, 2024 → Mar 31, 2025
Citizens Securities, Inc.
BD capacity

Apr 24, 2023 → Oct 4, 2024
Citizens Securities, Inc.
IA capacity

Apr 24, 2023 → Oct 4, 2024
J.P. Morgan Securities LLC
IA capacity

Apr 25, 2022 → Apr 26, 2023
J.P. Morgan Securities LLC
BD capacity

Dec 13, 2021 → Apr 26, 2023
Citizens Investment Services
IA capacity

Feb 11, 2019 → Sep 13, 2021
Citizens Securities, Inc.
BD capacity

Jun 30, 2016 → Sep 13, 2021

Source & corrections

Where this page comes from

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