Chris Dillon

CRD 6668806 · Charles Schwab & Co., Inc. · Denver, CO

IA RegisteredBroker

Also appears in the source record as: Christopher Louis Dillon; Christopher Dillion; Christopher Dillon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (22): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Florida · Illinois · Kansas · Maryland · Montana · Nebraska · New York · North Carolina · Oregon · South Dakota · Texas · Utah · Vermont · Virginia · Washington · Wyoming
Years in the industry (source record): 9
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Denver, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Denver, CO · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Denver, CO · BC capacity

Jul 8, 2020 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
Denver, CO · IA capacity

Jul 9, 2020 → Sep 7, 2023
Td Ameritrade, Inc.
Denver, CO · IA capacity

Jul 9, 2020 → Oct 14, 2022
Morgan Stanley
Oakland, CA · IA capacity

Jul 13, 2017 → May 22, 2020
Morgan Stanley
Oakland, CA · BC capacity

Jul 10, 2017 → May 22, 2020
Northwestern Mutual Investment Services, LLC
Sacramento, CA · BC capacity

Dec 14, 2016 → Mar 29, 2017
Ameriprise Financial Services, Inc.
Las Vegas, NV · BC capacity

Jul 8, 2016 → Aug 16, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6668806 ↗ FINRA BrokerCheck record for CRD 6668806 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.