Nathaniel Johnson

CRD 6672632 · Charles Schwab & Co., Inc. · Geneva, IL

IA RegisteredBroker

Also appears in the source record as: Nathaniel Reinhold Johnson; Nate Johnson; Nathaniel R Johnson; Nathaniel Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (25): Alabama · Arizona · Arkansas · California · Colorado · Florida · Illinois · Indiana · Iowa · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 9
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Geneva, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Geneva, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Orland Park, IL · IA capacity

Dec 18, 2018 → Oct 23, 2023
Fidelity Brokerage Services LLC
Orland Park, IL · BC capacity

Dec 7, 2018 → Oct 20, 2023
J.P. Morgan Securities LLC
Wheaton, IL · IA capacity

Sep 13, 2017 → Dec 11, 2018
J.P. Morgan Securities LLC
Wheaton, IL · BC capacity

Sep 8, 2017 → Dec 11, 2018
Thrivent Investment Management Inc.
Geneva, IL · IA capacity

Jan 20, 2017 → Sep 8, 2017
Thrivent Investment Management Inc.
Geneva, IL · BC capacity

Aug 31, 2016 → Sep 8, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6672632 ↗ FINRA BrokerCheck record for CRD 6672632 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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