Nikko J. Richardson

CRD 6690568 · Fidelity Brokerage Services LLC · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Nikko Richardson; Nikko J Richardson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (21): California · Colorado · Delaware · Florida · Georgia · Illinois · Louisiana · Maryland · Massachusetts · Missouri · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 7
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Boca Raton, FL · IA capacity

Aug 4, 2021 → Mar 31, 2025
Pnc Investments
Delray Beach, FL · IA capacity

Jan 23, 2020 → Jun 11, 2021
Pnc Investments
Delray Beach, FL · BC capacity

Jan 22, 2020 → Jun 11, 2021
Morgan Stanley
St. Petersburg, FL · IA capacity

Dec 12, 2018 → Jan 14, 2020
Morgan Stanley
St. Petersburg, FL · BC capacity

Nov 20, 2018 → Jan 14, 2020
Edward Jones
St. Louis, MO · BC capacity

Mar 29, 2018 → Jun 11, 2018

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6690568 ↗ FINRA BrokerCheck record for CRD 6690568 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.