Jay Ditty

CRD 6701381 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Jay A Ditty; Jay Ditty; Jason Allen Ditty

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 99TOSIESeries 7Series 6Series 65Series 63
Registered states (1): Texas
Years in the industry (source record): 9
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Fort Worth, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.
Westlake, TX · IA capacity

Apr 18, 2022 → Jun 6, 2023
J.P. Morgan Securities LLC
Weatherford, TX · IA capacity

Feb 17, 2022 → Apr 12, 2022
J.P. Morgan Securities LLC
Weatherford, TX · BC capacity

Feb 17, 2022 → Apr 12, 2022
Wells Fargo Clearing Services, LLC
Keller, TX · IA capacity

Dec 13, 2016 → Jan 13, 2022
Wells Fargo Clearing Services, LLC
Keller, TX · BC capacity

Nov 4, 2016 → Jan 13, 2022

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6701381 ↗ FINRA BrokerCheck record for CRD 6701381 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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