Shuk Ming Leung

CRD 6731308 · J.P. Morgan Securities LLC · Foster City, CA

IA RegisteredBroker

Also appears in the source record as: Shuk Leung; Mandy Shuk Ming Leung; Mandy Leung; Mandy Shuk Ming Leung; Shukming Leung

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 65Series 63
Registered states (5): California · Massachusetts · Michigan · Texas · Washington
Years in the industry (source record): 9
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Foster City, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Foster City, CA · BC capacity

start not retrieved → present
Hsbc Securities (USA) Inc.
Cupertino, CA · IA capacity

May 31, 2023 → Nov 28, 2025
Hsbc Securities (USA) Inc.
Cupertino, CA · BC capacity

May 26, 2023 → Nov 28, 2025
Morgan Stanley
Burlingame, CA · IA capacity

Nov 12, 2021 → May 5, 2023
Morgan Stanley
Burlingame, CA · BC capacity

Nov 12, 2021 → May 5, 2023
Citigroup Global Markets Inc.
San Francisco, CA · IA capacity

Mar 16, 2020 → Nov 15, 2021
Citigroup Global Markets Inc.
San Francisco, CA · BC capacity

Nov 17, 2017 → Nov 15, 2021

Source & corrections

Where this page comes from

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