Emilio Stephen Montina

CRD 6732744 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Emilio Montina; Emilio S. Montina

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 6Series 26Series 66Series 63
Registered states (14): California · Connecticut · Delaware · District Of Columbia · Florida · Maryland · Nevada · New Hampshire · New Jersey · New York · Pennsylvania · Rhode Island · Texas · Virginia
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6732744 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
New York, NY · IA capacity

Aug 11, 2022 → May 30, 2024
Citigroup Global Markets Inc.
New York, NY · BC capacity

Aug 11, 2022 → May 30, 2024
J.P. Morgan Securities LLC
New York, NY · BC capacity

Mar 10, 2021 → Jun 30, 2022
Cetera Investment Services LLC
Fishkill, NY · BC capacity

Sep 11, 2019 → Nov 30, 2020
Foresters Financial Services, Inc.
Fishkill, NY · BC capacity

Aug 9, 2018 → Jun 20, 2019

Source & corrections

Where this page comes from

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