Levi Ashley

CRD 6781900 · Fidelity Brokerage Services LLC · Albany, NY

IA RegisteredBroker

Also appears in the source record as: Levi A Ashley; Levi Allen Ashley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66Series 7TOSIE
Registered states (18): California · Connecticut · District Of Columbia · Florida · Illinois · Iowa · Maine · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia
Years in the industry (source record): 7
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Albany, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Middle Grove, NY · BD capacity

Nov 10, 2022 → present
Fidelity Brokerage Services LLCCurrent
Albany, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 17, 2022 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 12, 2021 → Oct 31, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Apr 12, 2021 → Oct 31, 2022
Purshe Kaplan Sterling Investments
BD capacity

Dec 21, 2020 → Mar 10, 2021
Morgan Stanley
IA capacity

Apr 26, 2019 → Mar 25, 2020
Morgan Stanley
BD capacity

Apr 4, 2019 → Mar 25, 2020

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6781900 ↗ FINRA BrokerCheck record for CRD 6781900 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.