Tiara Lanee Spraggin
Also appears in the source record as: Tiara Lanee Prante
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 7TOSIESeries 66
- Registered states (51)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 6
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Lpl Financial LLCUniversity Place, WA · IA capacitySep 8, 2025 → Oct 8, 2025
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Lpl Financial LLCUniversity Place, WA · BC capacitySep 8, 2025 → Oct 8, 2025
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Lincoln InvestmentUniversity Place, WA · IA capacityOct 20, 2022 → Sep 8, 2025
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Lincoln InvestmentUniversity Place, WA · BC capacityOct 20, 2022 → Sep 8, 2025
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Ameriprise Financial Services, LLCOntario, CA · IA capacityNov 3, 2020 → Oct 19, 2022
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Ameriprise Financial Services, LLCOntario, CA · BC capacityDec 11, 2019 → Oct 19, 2022
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.