Brandon L Deramo

CRD 6820242 · Charles Schwab & Co., Inc. · Lake Grove, NY

IA RegisteredBroker

Also appears in the source record as: Brandon Louis Deramo; Brandon Deramo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (14): Alabama · California · Connecticut · Delaware · Florida · Georgia · Idaho · Massachusetts · New Jersey · New York · Pennsylvania · South Carolina · Washington · Wisconsin
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lake Grove, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lake Grove, NY · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Lake Grove, NY · BC capacity

Feb 13, 2019 → Dec 31, 2023
Td Ameritrade Investment Management, LLC
Lake Grove, NY · IA capacity

Feb 15, 2019 → Sep 7, 2023
Td Ameritrade, Inc.
Lake Grove, NY · IA capacity

Feb 15, 2019 → Oct 14, 2022
Morgan Stanley
Melville, NY · IA capacity

Jan 18, 2018 → Nov 29, 2018
Morgan Stanley
Melville, NY · BC capacity

Jan 16, 2018 → Nov 29, 2018
Axa Advisors, LLC
Woodbury, NY · IA capacity

Aug 25, 2017 → Oct 31, 2017
Axa Advisors, LLC
Woodbury, NY · BC capacity

Jul 13, 2017 → Oct 31, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6820242 ↗ FINRA BrokerCheck record for CRD 6820242 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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