David Wei-Jeng Chen

CRD 6852351 · Fidelity Brokerage Services LLC · Campbell, CA

IA RegisteredBroker

Also appears in the source record as: David Chen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (14): Arizona · California · Colorado · Florida · Hawaii · Illinois · Minnesota · Nevada · New Jersey · Oregon · Texas · Utah · Washington · Wyoming
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Campbell, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
San Jose, CA · BD capacity

Oct 12, 2022 → present
Fidelity Brokerage Services LLCCurrent
Campbell, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Oct 14, 2022 → Mar 31, 2025
E*trade Securities LLC
BD capacity

Aug 27, 2020 → Sep 16, 2022
E*trade Capital Management, LLC
IA capacity

Aug 27, 2020 → Sep 16, 2022
Fidelity Personal And Workplace Advisors
IA capacity

Aug 1, 2019 → Aug 19, 2020
Fidelity Brokerage Services LLC
BD capacity

Jun 7, 2018 → Aug 6, 2020

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6852351 ↗ FINRA BrokerCheck record for CRD 6852351 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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