Michael James Gracie
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 63SIESeries 7
- Registered states (20)
- Arizona · California · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kentucky · Michigan · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
- Years in the industry (source record)
- 8
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (9)
From the source registration record · current first
-
Dec 16, 2025 → present
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Oct 15, 2025 → present
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start not retrieved → present
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Purshe Kaplan Sterling InvestmentsBD capacitySep 27, 2024 → Sep 5, 2025
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Triad Advisors LLCBD capacityApr 2, 2024 → Aug 19, 2024
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Fidelity Brokerage Services LLCBD capacityOct 20, 2021 → Mar 15, 2024
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Capital AnalystsIA capacityJun 7, 2019 → Mar 23, 2021
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Lincoln InvestmentIA capacityJan 25, 2019 → Mar 23, 2021
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Lincoln InvestmentBD capacityDec 22, 2018 → Mar 23, 2021
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.