Scott Thomas Yee

CRD 6909786 · Wells Fargo Advisors · Mountain View, CA

IA RegisteredBroker

Also appears in the source record as: Sue Chang Yee; Suechang Chang Yee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (1): California
Years in the industry (source record): 6
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Mountain View, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Mountain View, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Chicago, IL · IA capacity

Jun 28, 2022 → Nov 16, 2023
J.P. Morgan Securities LLC
Chicago, IL · BC capacity

Jun 28, 2022 → Nov 16, 2023
Allstate Financial Services, LLC
New York, NY · BC capacity

Dec 11, 2020 → Sep 15, 2021
Securities America Advisors, Inc.
New York, NY · IA capacity

Feb 21, 2020 → Nov 5, 2020
Securities America, Inc.
San Jose, CA · BC capacity

Feb 21, 2020 → Nov 5, 2020
Citigroup Global Markets Inc.
New York, NY · IA capacity

May 7, 2019 → Jan 17, 2020
Citigroup Global Markets Inc.
New York, NY · BC capacity

May 6, 2019 → Jan 17, 2020
Morgan Stanley
New York, NY · IA capacity

Nov 28, 2018 → Apr 24, 2019
Morgan Stanley
New York, NY · BC capacity

Sep 26, 2018 → Apr 24, 2019

Source & corrections

Where this page comes from

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