Apoorv Negi

CRD 6954437 · Fidelity Brokerage Services LLC · Redmond, WA

IA RegisteredBroker

Also appears in the source record as: Nick Negi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (26): Alaska · Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Redmond, WA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Woodinville, WA · BD capacity

Feb 25, 2020 → present
Fidelity Brokerage Services LLCCurrent
Redmond, WA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 27, 2020 → Mar 31, 2025
Raymond James Financial Services Advisors, Inc
IA capacity

Nov 30, 2018 → Jan 27, 2020
Raymond James Financial Services, Inc.
BD capacity

Nov 29, 2018 → Jan 27, 2020
Edward Jones
IA capacity

Aug 3, 2018 → Nov 13, 2018
Edward Jones
BD capacity

Jul 12, 2018 → Nov 13, 2018

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6954437 ↗ FINRA BrokerCheck record for CRD 6954437 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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