Andrew D Vasquez

CRD 6962192 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Andrew Daniel Vasquez; Andrew Vasquez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (7): Arizona · California · Florida · Nevada · Oregon · Texas · Washington
Years in the industry (source record): 7
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Strategic Advisers LLC
South San Francisco, CA · IA capacity

Mar 31, 2025 → Jan 9, 2026
Fidelity Brokerage Services LLC
Burlingame, CA · BC capacity

Jun 26, 2023 → Jan 9, 2026
Fidelity Personal And Workplace Advisors
Burlingame, CA · IA capacity

Aug 15, 2023 → Mar 31, 2025
Morgan Stanley
San Francisco, CA · BC capacity

Mar 20, 2023 → Jun 15, 2023
E*trade Capital Management, LLC
San Francisco, CA · IA capacity

Apr 22, 2021 → Jun 15, 2023
E*trade Securities LLC
San Francisco, CA · BC capacity

Apr 22, 2021 → Jun 15, 2023
Edward Jones
El Granada, CA · IA capacity

Aug 17, 2018 → Mar 1, 2021
Edward Jones
El Granada, CA · BC capacity

Jul 26, 2018 → Mar 1, 2021

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6962192 ↗ FINRA BrokerCheck record for CRD 6962192 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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