Jordan Raymond

CRD 6984889 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Jordan Raymond; Jordan Virginia Elizabeth Raymond

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSeries 6TOSIESeries 66
Registered states (16): Alaska · Arizona · California · Colorado · Connecticut · Florida · Hawaii · Idaho · Illinois · Kentucky · Maine · Nevada · Oregon · Texas · Utah · Washington
Years in the industry (source record): 4
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Schwab Wealth Advisory, Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Northwestern Mutual Investment Services,llc
Durham, NC · IA capacity

Jul 3, 2024 → Oct 10, 2025
Northwestern Mutual Investment Services, LLC
Durham, NC · BC capacity

Jul 3, 2024 → Oct 10, 2025
Fidelity Brokerage Services LLC
Peoria, AZ · BC capacity

May 12, 2023 → Jun 19, 2024
Fidelity Personal And Workplace Advisors
Peoria, AZ · IA capacity

May 23, 2023 → Jun 17, 2024
Cetera Advisors LLC
Scottsdale, AZ · IA capacity

Jan 13, 2023 → Apr 4, 2023
Cetera Advisors LLC
Scottsdale, AZ · BC capacity

Jan 14, 2022 → Apr 4, 2023
Nationwide Investment Services Corporation
Scottsdale, AZ · BC capacity

Sep 13, 2021 → Dec 22, 2021

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6984889 ↗ FINRA BrokerCheck record for CRD 6984889 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.