Matthew Klein

CRD 7012558 · Fidelity Brokerage Services LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Matt Klein; Matthew Christopher Klein; Matthew Klein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSeries 6TOSIE
Registered states (31): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Iowa · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia
Years in the industry (source record): 7
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
New York, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Dumont, NJ · BD capacity

May 9, 2022 → present
Fidelity Brokerage Services LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 20, 2022 → Mar 31, 2025
Ajf Financial Services, Inc.
IA capacity

Aug 10, 2021 → Apr 14, 2022
American Portfolios Financial Services, Inc.
BD capacity

Jul 12, 2021 → Mar 23, 2022
Morgan Stanley
IA capacity

Jun 18, 2020 → Jul 13, 2021
Morgan Stanley
BD capacity

Apr 23, 2020 → Jul 13, 2021
J.P. Morgan Securities LLC
BD capacity

Aug 20, 2019 → Apr 15, 2020

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 7012558 ↗ FINRA BrokerCheck record for CRD 7012558 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.