Keith J Courser

CRD 7026260 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Tucson, AZ

IA RegisteredBroker

Also appears in the source record as: Keith John Courser; Keith Courser

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (13): Arizona · California · Colorado · Connecticut · Florida · Maryland · Massachusetts · Missouri · Nevada · New York · Oregon · Texas · Virginia
Years in the industry (source record): 5
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 7026260 contains one or more disclosure events as of Aug 20, 2026.

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FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Tucson, AZ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Tucson, AZ · BC capacity

start not retrieved → present
Mml Investors Services, LLC
Tucson, AZ · IA capacity

Mar 30, 2022 → May 11, 2022
Mml Investors Services, LLC
Tucson, AZ · BC capacity

Mar 22, 2022 → May 11, 2022
J.P. Morgan Securities LLC
Tucson, AZ · IA capacity

Jan 17, 2020 → Jul 13, 2021
J.P. Morgan Securities LLC
Tucson, AZ · BC capacity

Jan 16, 2020 → Jul 13, 2021
First Command Advisory Services
Tucson, AZ · IA capacity

Sep 30, 2019 → Dec 12, 2019
First Command Financial Planning, Inc.
Tucson, AZ · BC capacity

Apr 23, 2019 → Dec 12, 2019

Source & corrections

Where this page comes from

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