Theresa Jane Mangines

CRD 703746 · Morgan Stanley · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Theresa Jane Guzzetta

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (24): California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · Texas · Utah · Virginia
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 703746 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Boca Raton, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Jan 23, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Jan 23, 2009 → Jun 1, 2009
Ubs Financial Services Inc.
BD capacity

Jan 28, 1995 → Feb 10, 2009
Ubs Financial Services Inc.
IA capacity

Jan 28, 1995 → Feb 10, 2009
Kidder, Peabody & Co. Incorporated
BD capacity

Oct 18, 1993 → Jan 28, 1995
Smith Barney Shearson Inc.
BD capacity

Jul 31, 1993 → Nov 3, 1993
Lehman Brothers Inc.
BD capacity

Apr 11, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BD capacity

Mar 17, 1988 → Apr 11, 1988
Drexel Burnham Lambert Incorporated
BD capacity

Mar 16, 1983 → Jan 23, 1988
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 19, 1980 → Mar 17, 1983

Source & corrections

Where this page comes from

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