John P Veas

CRD 706883 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Pennington, NJ

IA RegisteredBroker

Also appears in the source record as: John Peter Veas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 1
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 706883 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · IA capacity

Nov 20, 2013 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · BC capacity

start not retrieved → present
Ameriprise Financial Services, Inc.
BD capacity

Jun 19, 2009 → Oct 18, 2013
Ameriprise Financial Services, Inc.
IA capacity

Jun 19, 2009 → Oct 18, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Apr 16, 2004 → Jun 23, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 20, 1998 → Jun 23, 2009
Eq Financial Consultants, Inc.
BD capacity

Jul 8, 1994 → Aug 4, 1998
The Equitable Life Assurance Society Of The United States
BD capacity

Apr 1, 1987 → Aug 4, 1998
The Dreyfus Service Corporation
BD capacity

Sep 30, 1980 → May 3, 1985
First Investors Corporation
BD capacity

Apr 10, 1980 → Sep 22, 1980

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 706883 ↗ FINRA BrokerCheck record for CRD 706883 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.