Michael Frank Greenstone

CRD 709165 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: Michael F Greenstone; Michael Greenstone

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 31Series 7
Registered states (29): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Maine · Maryland · Massachusetts · Montana · Nebraska · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palm Beach, FL · IA capacity

Mar 20, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palm Beach, FL · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Mar 20, 2017
Morgan Stanley
IA capacity

Jun 1, 2009 → Mar 20, 2017
Morgan Stanley & Co. Incorporated
BD capacity

Feb 13, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Feb 13, 2009 → Jun 1, 2009
Ubs Financial Services Inc.
IA capacity

Jun 6, 2002 → Mar 3, 2009
Ubs Financial Services Inc.
BD capacity

Nov 6, 1992 → Mar 3, 2009
Prudential Securities Incorporated
BD capacity

Mar 1, 1990 → Nov 12, 1992
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

May 22, 1989 → Mar 8, 1990
Drexel Burnham Lambert Incorporated
BD capacity

Jun 18, 1984 → May 22, 1989
Riviere Securities Corporation
BD capacity

Jun 2, 1980 → Jun 18, 1984

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 709165 ↗ FINRA BrokerCheck record for CRD 709165 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.