Maria Teresa Oliva

CRD 710827 · Morgan Stanley · Aventura, FL

IA RegisteredBroker

Also appears in the source record as: Maria Teresa Saiz; Maria Teresa Vallier

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (20): California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Indiana · Maryland · Massachusetts · Michigan · Minnesota · New Jersey · New Mexico · New York · North Carolina · Oregon · South Carolina · Texas · Virginia · Wisconsin
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 710827 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Aventura, FL · IA capacity

Mar 28, 2014 → present
Wells Fargo Advisors, LLC
BD capacity

Jul 1, 2003 → Mar 31, 2014
Wells Fargo Advisors, LLC
IA capacity

Jul 1, 2003 → Mar 31, 2014
Prudential Securities Incorporated
IA capacity

Apr 1, 2003 → Jul 1, 2003
Prudential Securities Incorporated
BD capacity

Aug 25, 1989 → Jul 1, 2003
Thomson Mckinnon Securities Inc.
BD capacity

Mar 9, 1983 → Aug 25, 1989
Shearson/American Express Inc.
BD capacity

Nov 1, 1982 → Mar 10, 1983
Alan Bush Brokerage Co
BD capacity

Jul 1, 1980 → Nov 15, 1982

Source & corrections

Where this page comes from

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