Mario Velarde

CRD 7112079 · J.P. Morgan Securities LLC · Carmel, CA

IA RegisteredBroker

Also appears in the source record as: Mario Velarde; Mario Sanchez Velarde

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (13): Arizona · California · Colorado · Florida · Hawaii · Illinois · Maryland · Nevada · North Carolina · Oregon · Pennsylvania · Texas · Washington
Years in the industry (source record): 7
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 7112079 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (4)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Carmel, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Carmel, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Monterey, CA · IA capacity

Jul 30, 2019 → Jan 11, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Monterey, CA · BC capacity

Jul 10, 2019 → Jan 11, 2022

Source & corrections

Where this page comes from

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