Stephen F Braun

CRD 712139 · Morgan Stanley · Red Bank, NJ

IA RegisteredBroker

Also appears in the source record as: Stephen Francis Braun Jr; Stephen Francis Braun

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 9Series 10Series 8SIESeries 3Series 5Series 7
Registered states (34): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Red Bank, NJ · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Mar 4, 2005 → Apr 2, 2007
Morgan Stanley
IA capacity

Mar 4, 2005 → Apr 2, 2007
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Mar 7, 2005
Wachovia Securities, LLC
IA capacity

Jul 1, 2003 → Mar 7, 2005
Prudential Securities Incorporated
IA capacity

Jun 5, 2002 → Jul 1, 2003
Prudential Securities Incorporated
BD capacity

May 24, 1999 → Jul 1, 2003
Painewebber Incorporated
BD capacity

Jun 14, 1993 → Jun 3, 1999
Lehman Brothers Inc.
BD capacity

May 14, 1988 → Jun 25, 1993
E. F. Hutton & Company Inc
BD capacity

Jan 19, 1981 → May 14, 1988
Fittin, Cunningham & Lauzon, Inc.
BD capacity

Jul 22, 1980 → Feb 8, 1981

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 712139 ↗ FINRA BrokerCheck record for CRD 712139 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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