Armando Garcia

CRD 7121719 · J.P. Morgan Securities LLC · Stamford, CT

IA RegisteredBroker

Also appears in the source record as: Armando T Garcia; Armando Taino Garcia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (10): California · Connecticut · Florida · Georgia · Illinois · Minnesota · New Jersey · New York · Tennessee · Texas
Years in the industry (source record): 5
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Stamford, CT · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Stamford, CT · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hollywood, FL · IA capacity

May 12, 2022 → May 20, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hollywood, FL · BC capacity

May 11, 2022 → May 20, 2024
Raymond James Financial Services Advisors, Inc
Fort Lauderdale, FL · IA capacity

Jun 28, 2021 → Mar 14, 2022
Raymond James Financial Services, Inc.
Ft. Lauderdale, FL · BC capacity

Jun 15, 2021 → Mar 14, 2022
Ubs Financial Services Inc.
Charlotte, NC · IA capacity

Mar 12, 2021 → Jun 14, 2021
Ubs Financial Services Inc.
Charlotte, NC · BC capacity

Jan 23, 2021 → Jun 14, 2021

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 7121719 ↗ FINRA BrokerCheck record for CRD 7121719 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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