Frances Terkowitz Goldstein

CRD 715632 · Morgan Stanley · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Francis Marion Goldstein; Francis Marion Terkowitz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 15Series 5Series 7
Registered states (20): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maryland · Massachusetts · Michigan · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 715632 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Paramus, NJ · IA capacity

Apr 2, 2015 → present
Ubs Financial Services Inc.
BD capacity

Jul 13, 2006 → Apr 13, 2015
Ubs Financial Services Inc.
IA capacity

Jul 13, 2006 → Apr 13, 2015
Citigroup Global Markets Inc.
IA capacity

Jun 12, 2002 → Jul 21, 2006
Citigroup Global Markets Inc.
BD capacity

Jul 31, 1993 → Jul 21, 2006
Lehman Brothers Inc.
BD capacity

Mar 22, 1983 → Jul 31, 1993
Dean Witter Reynolds Inc.
BD capacity

Sep 23, 1980 → Apr 8, 1983

Source & corrections

Where this page comes from

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