Amran Ajmal
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 7TOSeries 6TOSIESeries 66Series 63
- Registered states (13)
- Connecticut · Delaware · District Of Columbia · Florida · Maryland · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania · Rhode Island · Texas · Virginia
- Years in the industry (source record)
- 2
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 7157966 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (4)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
J.P. Morgan Securities LLCAbington, PA · BC capacityApr 21, 2022 → Dec 10, 2022
-
Wells Fargo Clearing Services, LLCFeasterville Trevose, PA · BC capacityDec 9, 2019 → Aug 24, 2020
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.