Anthony Caffrey Browne

CRD 715814 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Anthony C Browne

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (26): Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Louisiana · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 715814 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · IA capacity

Dec 20, 2001 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · BC capacity

start not retrieved → present
Mischler Financial Group, Inc.
BD capacity

Dec 24, 1997 → Jun 30, 1998
Reinoso & Company, Incorporated
BD capacity

Mar 22, 1994 → Mar 14, 1997
Dillon, Read & Co. Inc.
BD capacity

Jul 1, 1985 → Mar 4, 1994
Painewebber Incorporated
BD capacity

Aug 20, 1980 → Jul 1, 1985

Source & corrections

Where this page comes from

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