Omar Moustafa

CRD 7163188 · Fidelity Brokerage Services LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Omar M Moustafa; Omar Moustafa

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (20): California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Maryland · Massachusetts · Minnesota · Missouri · New Jersey · New York · North Carolina · Pennsylvania · Puerto Rico · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 6
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
New York, NY · IA capacity

Jun 20, 2024 → Mar 31, 2025
Morgan Stanley
Jersey City, NJ · IA capacity

Sep 5, 2023 → Jun 12, 2024
Morgan Stanley
Jersey City, NJ · BC capacity

Mar 7, 2023 → Jun 12, 2024
E*trade Capital Management, LLC
Jersey City, NJ · IA capacity

Oct 20, 2021 → Sep 5, 2023
E*trade Securities LLC
Jersey City, NJ · BC capacity

Oct 20, 2021 → Sep 5, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · IA capacity

Jul 14, 2020 → Sep 16, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · BC capacity

Jun 4, 2020 → Sep 16, 2021

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 7163188 ↗ FINRA BrokerCheck record for CRD 7163188 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.