Jiaqian Lian

CRD 7163734 · J.P. Morgan Securities LLC · San Francisco, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSeries 6TOSIESeries 65Series 63
Registered states (6): California · Florida · Nevada · New York · Texas · Washington
Years in the industry (source record): 4
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Strategic Advisers LLC
Burlingame, CA · IA capacity

Mar 31, 2025 → May 26, 2026
Fidelity Brokerage Services LLC
Burlingame, CA · BC capacity

Apr 19, 2024 → May 26, 2026
Fidelity Personal And Workplace Advisors
San Francisco, CA · IA capacity

Aug 22, 2024 → Mar 31, 2025
Wells Fargo Clearing Services, LLC
San Francisco, CA · BC capacity

Nov 1, 2019 → May 27, 2021

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 7163734 ↗ FINRA BrokerCheck record for CRD 7163734 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.