Carmem Simoes

CRD 7165699 · J.P. Morgan Securities LLC · Houston, TX

BrokerRegistration inactive

Also appears in the source record as: Carmem De Oliveira Simoes Gamboa; Carmem Deoliveirasgamboa; Carmem Deoliveirasimoes; Carmem Simoes Gamboa; Carmem Simoes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (3): Series 7TOSIESeries 66
Registered states (2): New York · Texas
Years in the industry (source record): 5
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (4)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Houston, TX · IA capacity

Apr 7, 2022 → Jul 7, 2026
Citigroup Global Markets Inc.
Miami, FL · BC capacity

Jan 4, 2021 → Dec 9, 2021
Citi International Financial Services LLC
Miami, FL · BC capacity

Oct 27, 2020 → Jul 28, 2021

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 7165699 ↗ FINRA BrokerCheck record for CRD 7165699 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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