Jesse Hughes

CRD 7169573 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Cape Girardeau, MO

IA RegisteredBroker

Also appears in the source record as: Jesse Warren Hughes; Jesse Hughes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (1): Missouri
Years in the industry (source record): 6
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Cape Girardeau, MO · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Cape Girardeau, MO · BC capacity

start not retrieved → present
Wealth Enhancement Brokerage Services, LLCCurrent
Jackson, MO · IA capacity

start not retrieved → present
Wealth Enhancement Brokerage Services, LLCCurrent
Plymouth, MN · IA capacity

start not retrieved → present
Wealth Enhancement Advisory Services, LLCCurrent
Jackson, MO · IA capacity

start not retrieved → present
Wealth Enhancement Brokerage Services, LLC
Plymouth, MN · BC capacity

Sep 12, 2022 → Jul 27, 2026
Edward Jones
Jackson, MO · IA capacity

Aug 9, 2021 → Sep 12, 2022
Edward Jones
St. Louis, MO · BC capacity

Aug 9, 2021 → Sep 12, 2022
Wells Fargo Clearing Services, LLC
Cape Girardeau, MO · IA capacity

Nov 6, 2019 → Aug 23, 2021
Wells Fargo Clearing Services, LLC
Cape Girardeau, MO · BC capacity

Oct 16, 2019 → Aug 23, 2021

Source & corrections

Where this page comes from

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