Alvaro Soto

CRD 7169856 · Edward Jones · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Alvaro Robert Soto

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSeries 6TOSIESeries 65Series 63
Registered states (10): California · Colorado · Georgia · Louisiana · Mississippi · North Carolina · Ohio · Pennsylvania · South Carolina · Texas
Years in the industry (source record): 6
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 7169856 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (6)

From the source registration record · current first

Edward JonesCurrent
Houston, TX · BC capacity

start not retrieved → present
Edward JonesCurrent
Houston, TX · IA capacity

start not retrieved → present
Edward JonesCurrent
Houston, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Houston, TX · IA capacity

Jan 24, 2022 → Aug 8, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Houston, TX · BC capacity

Nov 16, 2021 → Aug 8, 2023
J.P. Morgan Securities LLC
Houston, TX · BC capacity

Oct 10, 2019 → Nov 13, 2021

Source & corrections

Where this page comes from

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