Kurt Patrick Luckenbill
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 65Series 63Series 9Series 10Series 8SIESeries 31Series 7
- Registered states (13)
- California · Delaware · Florida · Indiana · Kansas · Maryland · Massachusetts · Minnesota · Montana · New Jersey · New York · Pennsylvania · Tennessee
- Years in the industry (source record)
- 46
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Jun 9, 2025 → present
-
Rbc Capital Markets, LLCBD capacityAug 11, 2009 → Jun 17, 2025
-
Rbc Capital Markets, LLCIA capacityAug 11, 2009 → Jun 17, 2025
-
Wells Fargo Advisors, LLCBD capacityOct 1, 1999 → Aug 12, 2009
-
Wells Fargo Advisors, LLCIA capacityJan 14, 1991 → Aug 12, 2009
-
First Union Capital Markets Corp.BD capacityJan 1, 1991 → Oct 1, 1999
-
Butcher & Singer Inc.BD capacityAug 6, 1990 → Jan 1, 1991
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Oct 24, 1980 → Aug 8, 1990
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.