Michael Sawyer

CRD 718812 · Morgan Stanley · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Mike Sawyer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (14): Series 65Series 66Series 63Series 10Series 9Series 53Series 24Series 4Series 12Series 52TOSIESeries 3Series 5Series 7
Registered states (41): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Kansas · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 46
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Miami, FL · IA capacity

May 18, 2020 → present
Citigroup Global Markets Inc.
BD capacity

Sep 26, 2003 → Jun 1, 2009
Banc Of America Investment Services, Inc.
IA capacity

Aug 20, 2003 → Oct 13, 2003
Banc Of America Investment Services, Inc.
BD capacity

Aug 19, 2003 → Oct 13, 2003
Banc Of America Securities LLC
BD capacity

Oct 1, 1997 → Aug 20, 2003
Montgomery Securities
BD capacity

Jan 17, 1997 → Oct 1, 1997
Painewebber Incorporated
BD capacity

Jan 28, 1995 → Jan 27, 1997
Kidder, Peabody & Co. Incorporated
BD capacity

Jan 29, 1993 → Jan 28, 1995
Painewebber Incorporated
BD capacity

Jan 1, 1991 → Feb 9, 1993
Rotan Mosle Inc.
BD capacity

Jul 8, 1987 → Jan 1, 1991
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 20, 1980 → Jul 10, 1987

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 718812 ↗ FINRA BrokerCheck record for CRD 718812 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.