Jeffrey Brent Gaskin
Also appears in the source record as: Jeff Gaskin
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (13)
- Series 65Series 63Series 10Series 9Series 53Series 27Series 24Series 4Series 12SIESeries 3Series 5Series 7
- Registered states (31)
- Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Wyoming
- Years in the industry (source record)
- 46
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
-
May 19, 2010 → present
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Ubs Financial Services Inc.BD capacityJul 13, 2007 → Jun 7, 2010
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Ubs Financial Services Inc.IA capacityJul 13, 2007 → Jun 7, 2010
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Raymond James & Associates, Inc.IA capacityOct 18, 2006 → Jul 6, 2007
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Raymond James & Associates, Inc.BD capacitySep 12, 2006 → Jul 6, 2007
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Ubs Financial Services Inc.BD capacitySep 27, 1991 → Sep 26, 2006
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Ubs Financial Services Inc.IA capacitySep 27, 1991 → Sep 26, 2006
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Legg Mason Wood Walker, IncorporatedBD capacityAug 24, 1988 → Sep 30, 1991
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The Pinnacle Group, Inc.BD capacityFeb 19, 1986 → Sep 8, 1988
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E. F. Hutton & Company IncBD capacityJul 15, 1983 → Mar 4, 1986
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Paine, Webber, Jackson & Curtis Inc.BD capacityDec 22, 1980 → Jul 14, 1983
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.