Anthony Victor Lopez

CRD 722149 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: Anthony Lopez; Tony Lopez; Antonio V Lopez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (6): Series 57TOSIESeries 55Series 7Series 24Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Tfs Securities, Inc.
Lincroft, NJ · BC capacity

Jun 4, 2013 → May 20, 2022
Buckman, Buckman & Reid, Inc.
Shrewsbury, NJ · BC capacity

Oct 24, 2011 → May 30, 2013
S.J. Levinson & Sons LLC
Red Bank, NJ · BC capacity

Jan 11, 2010 → Sep 15, 2011
Jesup & Lamont Securities Corp
New York, NY · BC capacity

Mar 3, 2009 → Dec 24, 2009
Pershing LLC
Jersey City, NJ · BC capacity

Apr 10, 2006 → Jan 23, 2009
National Financial Services LLC
Boston, MA · BC capacity

Jan 24, 1997 → Nov 28, 2005
Mayer & Schweitzer, Inc.
Stamford, CT · BC capacity

Aug 29, 1995 → Jan 15, 1997
Wheat, First Securities, Inc.
Charlotte, NC · BC capacity

Aug 12, 1993 → Aug 14, 1995
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jun 22, 1983 → Jul 28, 1993
Sherwood Securities Corp.
BC capacity

Jan 26, 1983 → May 13, 1983
Thomson Mckinnon Securities Inc.
BC capacity

Jan 19, 1981 → Jan 31, 1983

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 722149 ↗ FINRA BrokerCheck record for CRD 722149 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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