Lily Linh Huang

CRD 7227809 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Lily L Huang; Lily Huang; Lily Linh Huynh; Lily Huynh; Chinh Da Ung; Chinh Ung

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (16): Arizona · California · Florida · Georgia · Maryland · Massachusetts · Michigan · Nevada · New Mexico · North Carolina · Oregon · Pennsylvania · South Dakota · Texas · Virginia · Washington
Years in the industry (source record): 4
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
Vanguard Advisers, Inc.
Scottsdale, AZ · IA capacity

Apr 25, 2022 → Jan 11, 2023
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Apr 25, 2022 → Jan 11, 2023
J.P. Morgan Securities LLC
Newport Coast, CA · BC capacity

Dec 24, 2021 → Apr 11, 2022
Edward Jones
Irvine, CA · IA capacity

Oct 20, 2020 → Jan 12, 2021
Edward Jones
Irvine, CA · BC capacity

Aug 12, 2020 → Jan 12, 2021

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 7227809 ↗ FINRA BrokerCheck record for CRD 7227809 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.